Licensed Advisors

Thank you for your Interest in becoming a Fallbrook Advisor.  Here is a brief overview of the process for joining our team:

1. Meeting
We'll have an initial meeting to discuss your business plans, professional experience, and the steps required for us to help you transfer your license to Fallbrook.  We'll also discuss the support we provide, the nature of our business relationship, and our fee sharing terms.

2. Approval
You'll fill out a questionnaire and a pre-hire authorization form that will allow us to review your regulatory record and career experience. If we agree to move forward, we'll prepare the documents needed to complete the regulatory approval process.

3. Licensing
Once you're approved, we'll help you submit the paperwork to FINRA transferring your license to us.  When that's done, we'll execute an independent contractor agreement and you can start doing business as a Fallbrook mergers & acquisitions advisor.

Please call Wendy Ellen at (818) 657-6106 for more information about joining our firm.